Annual Compliance Calendar of Listed Companies

 

Annual Compliance Calendar of Listed Companies

S.R.NOReferenceCompliance ParticularDue Date
1Section 184(1) of Companies Act, 2013 & Rule 9 of Companies (Meetings of the Board and Powers) Rules, 2014Every director is to disclose his interest in the prescribed format of Form MBP-1Beginning of every F.Y. – 1st APR
2Section 149(7) of Companies Act, 2013 & Regulation 17(10)(b) of SEBI LODR 2015Declaration by independent directors of meeting the criteria of IndependenceBeginning of every F.Y. – 1st APR
3Section 164(2) of Companies Act, 2013 & Rule 14(1) Companies (Appointment and Qualification of Directors) Rules, 2014Every director to file DIR-8Beginning of every F.Y. – 1st APR
4Regulation 9(1) & Schedule B of SEBI PITs 2015Obtain annual information from designated personsAnnual basis no due date
5Regulation 26(2) of SEBI LODR 2015Directors to inform the company about their committee positions incl. changes therein in other listed entitiesAnnual basis / whenever any changes occur
6Regulation 26(3) of SEBI LODR 2015Senior management to disclose to BOD material, financial and commercial transactions, where they have a personal interestAnnual basis
7Regulation 26(5) of SEBI LODR 2015Every director to disclose his interest in the prescribed format of Form MBP-1Annual basis
8Regulation 14 of SEBI LODR 2015Payment of Annual listing fees to recognized stock exchangesWithin 30 days of the conclusion of the F.Y.- Apr 30th
9Regulation 40(9) & 40(10) of SEBI LODR 2015File the certificate received from PCS with the RSE that all certificates are issued within 30 days of the date of lodgment for transfer, sub-division, consolidation etc.Within 30 days of the conclusion of the F.Y.- Apr 30th
10Regulation 7(3) of SEBI LODR 2015Certificate by CO + RTA to be filed with SE regarding maintenance of share transfer facilityWithin 30 days of the conclusion of the F.Y.- Apr 30th
11SEBI/HO/DDHS/CIR/P/2018/144 November 26, 2018Disclosure requirements for large entities – with SEApril 30th
12Regulation 24A of SEBI LODR 2015 & CIR/CFD/CMD1/27/2019Secretarial Compliance Report in pdf & XBRLWithin 60 days of Y E – May 30th
13Rule 16 A(3) Companies (Acceptance of Deposits) Rules, 2014File Form DPT 3 – Return of Deposits with ROCUp to June 30th
14Rule 12A of the Companies (Appointment and Qualification of Directors) Rules, 2014DIR 3 KYC – eKYC for all directorsSeptember 30th
15Section 96(1) of Companies Act 2013Hold AGM



Within 6 months of the closure of the F.Y. – on/before September 30th

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